Audit Services, Pre-Award, Interim, Forward Pricing and Closeout
ID: RFP_25_004Type: Solicitation
Overview

Buyer

ENERGY, DEPARTMENT OFENERGY, DEPARTMENT OFPRINCETON LAB - DOE CONTRACTORPrinceton, NJ, 08540, USA

NAICS

Offices of Certified Public Accountants (541211)

PSC

SUPPORT- MANAGEMENT: AUDITING (R704)
Timeline
    Description

    The Department of Energy, through the Princeton Plasma Physics Laboratory (PPPL), is soliciting proposals from qualified professional firms to provide comprehensive audit services, including Pre-Award, Interim, Forward Pricing, and Closeout audits. The objective is to support the PPPL Procurement Division by ensuring compliance with federal regulations and verifying the financial representations of subcontractors involved in flexibly priced subcontracts. These audit services are critical for maintaining fiscal integrity and regulatory compliance within the laboratory's operations. Interested firms must submit their proposals by 4:30 PM EST on November 19, 2024, and can direct inquiries to Cheryl Colan at ccolan@pppl.gov or by phone at 609-243-3486.

    Point(s) of Contact
    Files
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    Posted
    The Princeton Plasma Physics Laboratory (PPPL) has issued an acknowledgment form for Request for Proposals (RFP) 25-004. Interested parties are required to confirm their intention to submit a proposal by a specified deadline of 4:30 P.M. (local Princeton time) on Tuesday, November 19, 2024. The form collects essential information including the firm’s name, contact person’s details (name, email, and phone), and relevant signatures. The primary purpose of this document is to enable PPPL to track potential bidders and facilitate communication regarding the RFP. This acknowledgment is a standard procedure in federal proposal processes, which ensures participation transparency and allows for better planning of the proposal review phase. Firm representatives are instructed to return the acknowledgment via email to the designated procurement specialist.
    Amendment No. 1 to Request for Proposals (RFP) No. 25-004, issued on October 31, 2024, introduces an update concerning the submission of questions related to the proposal preparation process. The new deadline for submitting inquiries has been set for Wednesday, November 6, 2023, at 4:30 PM. All potential offerors are requested to acknowledge receipt of this amendment by signing and returning it with their proposal package. The final date for submitting proposals remains November 19, 2024. This amendment ensures clarity and maintains communication with potential bidders, facilitating a smoother proposal process. The procurement specialist, Cheryl Colan, oversees this RFP and its amendments.
    The Princeton Plasma Physics Laboratory (PPPL) seeks to establish a Basic Ordering Agreement (BOA) for Contract Audit Services to support its Procurement Division. The services encompass Pre-Award, Forward Pricing, and Incurred Cost audits aimed at verifying subcontractor accounting systems and compliance with Department of Energy Acquisition Regulations. Audits will evaluate subcontractors' financial representations, ensuring costs align with applicable standards. The subcontractor will operate under Generally Accepted Government Auditing Standards (GAGAS) and adhere to a comprehensive set of federal regulations and guidelines. Responsibilities include producing detailed audit reports and maintaining stringent confidentiality regarding sensitive information. The document outlines the procurement process, emphasizing the need for certified audit professionals and a structured reporting system. The subcontractor is also tasked with ensuring compliance with environmental, safety, and health regulations while demonstrating the effectiveness and independence of audit practices. Overall, this Statement of Work details the expectations and procedural requirements for auditing services within a framework conducive to government procurement protocols, reflecting the PPPL's commitment to fiscal integrity and regulatory compliance.
    This Basic Ordering Agreement (BOA) between the Trustees of Princeton University, operating the Princeton Plasma Physics Laboratory (PPPL), and a designated Subcontractor outlines the provision of audit services including pre-award, interim, forward pricing, and closeout audits. The BOA is effective upon signing and will last for two years, with options for three additional one-year extensions for a total of five years. The document specifies procedures for issuing Job Orders, detailing requirements for cost estimates based on fixed-price or time-and-materials arrangements, and mandates compliance with auditing standards. Subcontractor qualifications are defined, including relevant education and experience in auditing as well as necessary software skills. It establishes reimbursement protocols for travel and expenses and emphasizes that the issuance of Job Orders is at the discretion of PPPL, with no obligation for a minimum number of orders. The BOA highlights comprehensive governance over financial dealings, invoicing procedures, invoice certifications, and compliance with equal employment and insurance requirements. Overall, this agreement formalizes the relationship and terms of service for the Subcontractor engaged by PPPL within the framework of federal contracts associated with the Department of Energy.
    The PPPL General Terms and Conditions document outlines the contractual framework and stipulations under which Princeton University operates as a contractor for the U.S. Department of Energy at the Princeton Plasma Physics Laboratory (PPPL). It specifies the terms applicable to contractors supplying commercial items and services, detailing definitions, order of precedence, acceptance, payment, compliance with laws, and dispute resolutions. Key provisions include requirements for compliance with relevant regulations, responsibilities regarding environmental and safety concerns, and specific clauses preventing the use of counterfeit items. It also emphasizes indemnification, liability limitations, and the handling of patent rights, ensuring that contractors are aware of their obligations to maintain high standards in service delivery. This document serves as a critical legal foundation for subcontracts, guiding interactions with the government and ensuring adherence to federal acquisition regulations. The structured format allows for clear communication of terms and protections essential for governmental contracts.
    The document outlines the General Provisions for Non-Commercial Subcontracts related to Fixed Price Supply or Service Subcontracts at Princeton Plasma Physics Laboratory (PPPL). It encompasses essential clauses regarding payment terms, change orders, inspections, terminations for convenience or default, and stop-work orders. Key clauses highlight that payments are net 30 days from invoice receipt or service completion, require written authorization for additional expenses, and outline procedures for contract modifications and inspections. Termination clauses specify conditions under which Princeton can terminate subcontracts for convenience or default and the process for settling termination settlements. The emphasis is placed on compliance, accountability, and proper documentation to ensure all parties are protected and informed during the contracting process. This document reflects adherence to federal acquisition regulations, ensuring transparency and operational clarity for government grants and contracts, signifying Princeton's commitment to following federal guidelines in subcontract management.
    The PPPL General Terms and Conditions document outlines the framework for Time and Materials or Labor-Hour Subcontracts, specifying responsibilities of both Princeton and subcontractors. It details payment structures, including hourly rates, reimbursement for materials, and conditions for invoicing. Key clauses cover change orders, termination protocols, and processes for handling excusable delays. The document emphasizes the importance of proper record-keeping, inspections, and the rights of Princeton to audit invoices or stop work when necessary. Specific provisions address the allocation of costs, adjustments for changes in project terms, and requirements for claims processing. By structuring these clauses methodically, the document clearly stipulates the expectations for compliance and accountability, ensuring effective management of subcontracted work within federal and state regulations. This framework supports practical applications in government RFPs and grants, ensuring that contractual obligations are met consistently and transparently, eventually safeguarding Princeton's interests throughout the performance of services and delivery of goods.
    The PPPL General Provisions document outlines the responsibilities and requirements for subcontractors working at the Princeton Plasma Physics Laboratory (PPPL). Key provisions cover the need for subcontractors to secure necessary permits, adhere to environmental and safety laws, and implement comprehensive safety programs, including workplace substance abuse protocols. Subcontractors are mandated to assess hazards and develop an Integrated Safety Management (ISM) Plan prior to any work. Insurance requirements specify minimum coverage levels, including workers' compensation and liability insurances, to ensure protection for all parties involved. The document also emphasizes the importance of immediate reporting and resolution of off-normal events and spill incidents, along with stringent measures concerning COVID-19 safety protocols. Each section collectively emphasizes compliance, safety, accountability, and environmental stewardship essential for executing work at PPPL. Overall, it establishes a structured approach to ensure subcontractors meet legal and safety standards crucial for federal operations.
    The document outlines the General Guidelines for Subcontractor Travel associated with the Princeton Plasma Physics Laboratory (PPPL), a federally funded research and development center managed for the U.S. Department of Energy. It provides detailed procedures for both short-term (less than or equal to 30 days) and extended-term (more than 30 days) subcontractor travel, emphasizing the need for prior travel approval, documentation, and adherence to Federal Travel Regulations. Key sections address travel arrangements, reimbursements, meal allowances, lodging, and vehicle use. For short-term travel, it's crucial for subcontractors to submit travel requests well in advance, use approved accommodation, and adhere to a set per diem for meals. Extended travel requires additional considerations for living expenses and transportation. The guidelines clarify necessary documentation, reimbursement criteria, and the responsibilities of travelers, especially regarding international travel safety. Overall, the document serves as a comprehensive framework for managing travel expenses and policies for subcontractors supporting PPPL projects, ensuring compliance with federal regulations and facilitating efficient travel logistics.
    The document is an Offeror Information and Pricing Form for Request for Proposal (RFP) 25-004, issued by Princeton University for audit services including pre-award, interim, forward pricing, and closeout audits. The proposal outlines requirements for potential offerors, including the need to provide fully burdened hourly rates for various direct labor categories such as Partner/Principal, Engagement Manager, Senior Auditor, and Staff Auditor over specified periods. It includes provisions for travel expenses associated with PPPL's business direction, adherence to PPPL’s travel guidelines, and the need for additional pricing disclosures. Offerors must accept or propose modifications to sample terms and conditions in the RFP. The document facilitates bid submission by confirming the accuracy of provided information, authorizing individuals for proposal discussions, and indicates a proposal validity period of 90 days from the closing date. The essence lies in formalizing the bidding and pricing process for audit services necessary for PPPL’s financial oversight and compliance.
    The Princeton Plasma Physics Laboratory's Representations & Certifications Booklet outlines essential statements and certifications that offerors must complete as part of their proposal submission for government contracts. The document emphasizes the importance of transparency and compliance in various areas, including business classification, small business program representations, and certifications pertaining to the use of radioactive materials and government-owned facilities. It also includes requirements regarding pricing determination, reporting executive compensation, and disclosing any lobbying activities related to federal transactions. The booklet emphasizes adherence to affirmative action, equal opportunity, and environmental regulations, requiring certifications related to biobased products and recovered materials. Importantly, it covers organizational conflict of interest disclosures, rights to proposal data, and patent waivers, highlighting different certification sections related to contract compliance and ethical standards. The document serves as a comprehensive guide for potential contractors, ensuring compliance with federal regulations, promoting fair competition, and safeguarding government interests by collecting necessary representations to evaluate contractors accurately during the bidding process.
    The document outlines the requirements for the Organizational Conflict of Interest (OCI) Certification applicable to Offerors responding to a federal Government Request for Proposals (RFP). It distinguishes between two critical sections which the Offeror must complete: the OCI Representation Statement and the OCI Disclosure Statement. The Representation Statement certifies that there are no conflicts of interest related to the proposed work, while the Disclosure Statement requires full disclosure of any relevant past or present activities that could impact impartiality or competitive advantage. Additionally, it mandates that any lower-tier subcontractors or consultants involved must also complete an OCI Certification, ensuring that all parties maintain transparency regarding potential conflicts. The document is structured into two main sections: a representation/disclosure statement followed by specific requirements regarding lower-tier participants. Overall, this file formalizes the process for disclosing conflicts of interest, underscoring the importance of integrity and fairness in government contracting and grant solicitations.
    The Nondisclosure Agreement (NDA) established between Princeton University, which operates the Princeton Plasma Physics Laboratory (PPPL), and a partnering company aims to protect confidential information exchanged during their collaboration. The NDA outlines the definition of proprietary information, the purpose of its disclosure, and the obligations of the parties involved. Key provisions include the control of disclosed information for a specified period, the commitment to safeguard it from unauthorized access, and explicit conditions under which the information remains confidential. The NDA clarifies that Princeton may disclose information to the U.S. Government while adhering to statutory protections against disclosure. It also delineates exceptions to confidentiality obligations, such as pre-existing knowledge and publicly available information. Furthermore, the agreement recognizes the intellectual property rights retained by the discloser and highlights compliance with U.S. export laws. The document encapsulates the framework for maintaining confidentiality and fosters a cooperative environment for research and development involving government contracts, reflecting the obligations tied to federal and state grants and RFPs. The NDA signifies the parties' mutual commitment to protecting sensitive information, facilitating continued collaboration without compromising security.
    The document outlines the evaluation criteria and award process for proposals submitted to the Princeton Plasma Physics Laboratory (PPPL) in response to a request for proposals (RFP) for audit services. The evaluation consists of four main components: proposal responsiveness, technical capability, price assessment, and contractor responsibility. Proposals are first assessed for responsiveness—those deemed unresponsive will be eliminated from further consideration. Responsive proposals will then be evaluated based on technical capabilities, including past experience, evidence of qualifications, proposed methodology, and the contractor's team composition, with a total of 100 points available across these factors. Price is evaluated to ensure fairness and reasonableness but not scored, and potential contractors must demonstrate their responsibility as outlined in federal regulations. The document details a competitive award process that may involve discussions with the top-rated proposals to clarify strengths and weaknesses. Ultimately, PPPL aims to award contracts based on the best value proposition, maintaining discretion regarding proposal acceptance or rejection. This structured methodology emphasizes the importance of comprehensive proposals that align with set criteria, ensuring compliance and quality in subcontractor selection.
    Princeton Plasma Physics Laboratory (PPPL) is seeking proposals for audit services to support its Procurement Division, covering a range of tasks such as Pre-Award, Forward Pricing, and Incurred Cost audits of flexibly priced subcontracts. A Basic Ordering Agreement (BOA) will be awarded to qualified firms based on a detailed Statement of Work (SOW). This RFP emphasizes the significance of understanding PPPL's objectives and requirements, and it encourages small businesses to participate, although it is not exclusively set aside for them. Proposals must include several components, from financial and administrative information to a description of the team's qualifications and relevant past experience. Offerors may need to provide oral presentations and are required to submit their proposals in a specified format by the deadline of November 19, 2024. The document outlines various procedures, including submission guidelines, qualifications, and the role of the engagement team, while also noting the necessity for compliance with regulations and potential modifications of proposals. Ultimately, it highlights PPPL's commitment to evaluating proposals for contracting auditor services that meet strict federal standards and promote transparency in government operations.
    The RFP 24-085 from the Princeton Plasma Physics Laboratory (PPPL) seeks proposals from qualified firms to provide comprehensive audit services, including Pre-Award, Forward Pricing, and Incurred Cost audits for PPPL's flexibly priced subcontracts. The procurement aims to establish a Basic Ordering Agreement (BOA) with dependable firms, highlighting the need for proposals to align with PPPL's Statement of Work (SOW). Although not set aside for small businesses, they are encouraged to participate. Proposals must address specific components such as financial information, qualifications, past experiences, and proposed methodologies, with a deadline for submission set for November 19, 2024. The bidding process includes the possibility of oral presentations for selected firms and offers flexibility for multiple awards. The proposal must follow a detailed structure to ensure compliance and completeness, with the stipulation that costs incurred in proposal preparation are not reimbursable. Additionally, PPPL has outlined the importance of compliance with federal regulations, tax exemptions, and the potential cancellation of the procurement process. Firms must register in the Princeton Supplier Portal before being considered for the award. This RFP underscores PPPL’s commitment to systematic and quality audit services for effective contract management.
    The Trustees of Princeton University, acting as a U.S. Department of Energy Prime Contractor for the Princeton Plasma Physics Laboratory (PPPL), have issued a Request for Proposal (RFP 25-004) for Audit Services. The RFP seeks qualified professional firms to provide contract audit services integral to the laboratory’s mission, outlined in the accompanying Statement of Work. Prospective bidders are encouraged to thoroughly review the RFP documents and submit their proposals by 4:30 PM EST on November 19, 2024. Interested firms must also complete and return an acknowledgment form to the designated Procurement Specialist. For inquiries, firms can contact Cheryl Colan via phone or email. This RFP represents a proactive approach by PPPL to engage qualified audit service providers to support compliance and operational needs under the specified Department of Energy contract.
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