Expert Services Sources Sought Notice
ID: 503102209000Type: Sources Sought
Overview

Buyer

SECURITIES AND EXCHANGE COMMISSIONSECURITIES AND EXCHANGE COMMISSIONSECURITIES AND EXCHANGE COMMISSIONWASHINGTON, DC, 20549, USA

PSC

SUPPORT- PROFESSIONAL: EXPERT WITNESS (R424)

Original Source

https://sam.gov/opp/7896b5758c754666b9c3ad9e542b54aa/view
Timeline
    Description

    The Securities and Exchange Commission (SEC) is seeking qualified sources for expert services related to securities law enforcement, as outlined in a Sources Sought Notice. The SEC aims to identify businesses capable of providing expert testimony in federal court, particularly in areas such as accounting, forensic accounting, investment management, and market manipulation, to support its Division of Enforcement in ongoing investigations and litigation. This procurement is crucial for ensuring the SEC can effectively address potential violations of securities laws, with contracts potentially valued up to $30 million annually, and individual contracts not exceeding $3 million. Interested parties should submit their capabilities packages electronically to OA_Expert_Services@sec.gov by 3:00 p.m. ET on September 1, 2020, and direct any inquiries to Victor Cairo at the same email address.

    Point(s) of Contact
    Victor Cairo
    OA_Expert_Services@SEC.GOV
    Files
    Title
    Posted
    FY20 Class JA Expert and Third Party Neutral Services.pdf
    FY20 Class JA Expert and Third Party Neutral Services.pdf
    The U.S. Securities and Exchange Commission (SEC) has issued a Class Justification and Approval (J&A) for using other than full and open competition to procure expert and neutral services for current and anticipated litigation or disputes. This approval, rooted in statutory authority (41 U.S.C. 3304 (a)(3) and FAR 6.302-3), allows contracts valued up to $30 million annually with individual actions capped at $700,000. The services aim to support the SEC's Division of Enforcement by providing expert analysis and testimony in various specialties related to securities law. The SEC is responsible for investigating securities law violations and handling litigation in both domestic and international courts. The J&A outlines that while contracts may not be unique, they depend heavily on case-specific circumstances. Additionally, a proactive approach to market research will maintain an updated directory of potential vendors for expert services. This class J&A aims to streamline the procurement process while maintaining accountability and oversight. Future evaluations of its appropriateness will occur annually.
    FY20 Class JA Expert and Third Party Neutral Services Amend 1(3-2-2022).pdf
    FY20 Class JA Expert and Third Party Neutral Services Amend 1(3-2-2022).pdf
    The U.S. Securities and Exchange Commission (SEC) has approved a Class Justification and Approval (J&A) for contractual actions utilizing other than full and open competition to procure expert services necessary for current and anticipated litigation or disputes. This approval is based on statutory authority allowing the SEC to engage specialized contractors for the Division of Enforcement, which conducts investigations and litigation related to potential violations of securities laws. The J&A permits contracts up to a total of $30 million per fiscal year, with individual contracts not exceeding $3 million. The required expertise spans various technical areas crucial for legal proceedings, including accounting, forensic accounting, investment management, and market manipulation. While the services are not unique, their applicability is dictated by the specific circumstances of each case. The SEC emphasizes fair pricing for contracts, conducts market research to identify suitable vendors, and aims to maintain transparency by posting notices on Federal Business Opportunities. The J&A will facilitate the SEC's ongoing need for specialized expert services in its enforcement activities while ensuring compliance with federal procurement regulations.
    Lifecycle
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    Expert Services Sources Sought Notice
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    Sources Sought
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